What we do – and how we do it
Investment Compliance
- Implementation of investment compliance rules for investment funds and mandates in Switzerland, Germany, Luxembourg, Liechtenstein and other EU countries (analysis, definition, coding and testing of rules)
- Implementation, integration and migration of investment compliance software (Aladdin, Bloomberg AIM, MIG21, Charles River, SimCorp Dimension, Xentis)
- Service provider evaluation and recommendation including project management
- Verify or build-up of investment compliance rule libraries (legal rules, prospectus rules, contractual rules, internal investment guidelines)
- Assess compliance, risk management and controlling policies
- Risk budgeting & assessment
- Investment compliance training sessions
